Operators Manual
57 Pages
Preview
Page 1
®
Voyager Transport Incubator Operator Manual
x x x x x
x
7$%/(2)&217(176
6(&7,21 *(1(5$/,1)250$7,21 ,1752'8&7,21 &/$66,),&$7,21 6$)(7<6800$5< ,03257$176$)(7<&216,'(5$7,216 6<0%2/6 6(&7,21 23(5$7,1*,16758&7,216 )52173$1(/',63/$<)($785(6 %$&.3$1(/)($785(6 6,'(3$1(/)($785(6 32:(5)($785(6 32:(5,1*837+(,1&8%$725 32:(5,1*2))7+(,1&8%$725 ',63/$<02'(6 7(03(5$785(&21752/ 6(77,1*7+(,1)$17&+$0%(5$,57(03(5$785( 38/6(2;,0(7(5$1'2;<*(1021,725&21752/ 237,21$/)($785( $/$506,1',&$7256 (;7(51$//,*+7,1* 6.,17(03(5$785(352%( 6(&7,21 38/6(2;,0(75< 237,21$/)($785( 38/6(2;,0(7(535,1&,3/(62)23(5$7,21 38/6(2;,0(7(56(783,16758&7,216 ,1,7,$/6(783 6(77,1*+,*+$1'/2:6S2$/$506 6(77,1*+,*+$1'/2:38/6(5$7($/$506 6(77,1*7+($/*25,7+002'( 0$6,0221/< 6(77,1*7+($9(5$*,1*02'( 0$6,0221/< 6(77,1*7+(3(5)86,21,1'(; 0$6,0221/< 23(5$7,21$/$/$506$1':$51,1*6 7(672)23(5$7,21$/$/$506 38/6(2;,0(75<6(16256 38/6(2;,0(75<7(672566,08/$7256 6(&7,21 2;<*(1021,725 237,21$/)($785( 2;<*(1021,72535,1&,3/(62)23(5$7,21 2;<*(1021,7256(783,16758&7,216 ,1,7,$/6(783 6(77,1*+,*+$1'/2:2;<*(1$/$506 2;<*(1021,725&$/,%5$7,21 23(5$7,21$/$/$506$1':$51,1*6 3DUW1R5HY&
7$%/(2)&217(176
7(672)23(5$7,21$/$/$506 2;<*(16(1625 6(&7,21 35(9(17$7,9(0$,17(1$1&( '$,/<0$,17(1$1&( 23(5$7,21$/&+(&. $,52;<*(16<67(0 ,1)$17&+$0%(5&+(&. &$57$1'$&&(6625,(6 6(16256$1'&$%/(6 237,21$/(48,30(17 &/($1,1*2),1&8%$725$1'&+$0%(5 &/($1,1*2)&$%/(6 237,21$/(48,30(17 &/($1,1*2)38/6(2;,0(75<6(1625 237,21$/(48,30(17 &/($1,1*2)2;<*(16(1625 237,21$/(48,30(17 0217+/<0$,17(1$1&( %$77(5<&$5( 352'8&7',6326$/5(&<&/,1* 6(&7,21 7528%/(6+227,1* *(1(5$/7528%/(6+227,1* 0$,1',63/$<(5525&2'(6 38/6(2;,0(7(5$1'2;<*(1021,725)$,/85(&2'(6 237,21$/)($785( 6(&7,21 63(&,),&$7,216 *(1(5$/0(&+$1,&$/63(&,),&$7,216 (/(&75,&$/63(&,),&$7,216 23(5$7,21$/63(&,),&$7,216 38/6(2;,0(7(563(&,),&$7,216 237,21$/)($785( 2;<*(1021,72563(&,),&$7,216 237,21$/)($785( 23(5$7,1*6725$*($1'75$163257(19,5210(17 6(&7,21 :$55$17< 6(&7,21 6<67(0'2&80(17$7,21 (8523($15(*8/$725<$))$,565(35(6(17$7,9( 3$576$1'$&&(6625,(6
3DUW1R5HY&
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¶VWHPSHUDWXUH UHTXLUHPHQWVDQGKDVWKHFDSDELOLWWRPRQLWRUYLWDOLQIRUPDWLRQGXULQJWUDQVSRUW7KHSXOVHR[LPHWHU DQGR[JHQPRQLWRUPHDVXUHSXOVHUDWHR[JHQVDWXUDWLRQDQGR[JHQFRQFHQWUDWLRQDQGDOORZWKH XVHUWRFRQILJXUHKLJKDQGORZDODUPVHWWLQJV7KHLQFXEDWRUFLUFXODWHVZDUPHGDLUWKURXJKRXWWKH LQIDQWFKDPEHUWRPDLQWDLQWKHWHPSHUDWXUHDWDXVHUVHOHFWHGVHWSRLQW&KDPEHUGRRUVDQG KDQGSRUWVSURYLGHTXLFNDQGHDVDFFHVVWRWKHLQIDQW3RVLWLRQLQJVWUDSVDUHSURYLGHGWROLPLWLQIDQW PRYHPHQWZLWKLQWKHLQIDQWFKDPEHU'HWDFKDEOHDLUR[JHQFDUWVRUWDQNPRGXOHVDUHDYDLODEOH ZKLFKKDYHVSDFHIRUXSWRIRXUFOLQGHUV7KHUHDUHQRNQRZQFRQWUDLQGLFDWLRQVDVVRFLDWHGZLWKWKH LQFXEDWRU
7KLVPDQXDOLVGHVLJQHGWRLQWURGXFHWKHXVHUWRNHIHDWXUHVRIWKHLQFXEDWRULQFOXGLQJVDIHWLVVXHV LQVWUXFWLRQVIRUXVHHTXLSPHQWPDLQWHQDQFHDQGFRQWDFWLQIRUPDWLRQ7KHPDQXDOVKRXOGEHUHDG DQGXQGHUVWRRGEDOOXVHUVEHIRUHXVLQJWKHWUDQVSRUWLQFXEDWRU
3DUW1R5HY&
6(&7,21 *(1(5$/,1)250$7,21 &/$66,),&$7,21
$FFRUGLQJWRWKHVWDQGDUG(1RIWKH,QWHUQDWLRQDO(OHFWURWHFKQLFDO&RPPLVVLRQ0HGLFDO HOHFWULFDOHTXLSPHQW3DUW *HQHUDOUHTXLUHPHQWVIRUVDIHWWKHLQIDQWWUDQVSRUWLQFXEDWRULVFODVVLILHG DVIROORZV x
&ODVV,,QWHUQDOO3RZHUHGDFFRUGLQJWRWKHWSHRISURWHFWLRQDJDLQVWHOHFWULFVKRFN
x
7SH%DFFRUGLQJWRWKHGHJUHHRISURWHFWLRQDJDLQVWHOHFWULFVKRFN LHWKHSDWLHQWPDQRWEH HOHFWULFDOOLVRODWHGIURPHDUWK
x
2UGLQDUDFFRUGLQJWRWKHGHJUHHRISURWHFWLRQDJDLQVWKDUPIXOLQJUHVVRIZDWHU
x
(TXLSPHQWLVQRWVXLWDEOHIRUXVHLQWKHSUHVHQFHRIDIODPPDEOHDQHVWKHWLFPL[WXUHZLWKDLURU ZLWKR[JHQRUQLWULFR[LGH
x
&RQWLQXRXVRSHUDWLRQIRUWKHPRGHRIRSHUDWLRQ
7KHSXOVHR[LPHWHUFDEOHVDQGVHQVRUVDUHFODVVLILHGDVWSH%)SHUWKH(1HOHFWULFDO VWDQGDUG 7KHVNLQWHPSHUDWXUHSUREHLVFODVVLILHGDVWSH%)SHU(1HOHFWULFDOVWDQGDUG VVWHPVZLWK RSWLRQDO3XOVH2[ 7KHVNLQWHPSHUDWXUHSUREHLVFODVVLILHGDVWSH%SHU(1HOHFWULFDOVWDQGDUG VVWHPV ZLWKRXWRSWLRQDO3XOVH2[
6$)(7<6800$5<
7KHLQFXEDWRULVGHVLJQHGWREHXVHGEWUDLQHGFOLQLFDOXVHUVDQGRUELRPHGLFDOHQJLQHHUVDQG RSHUDWHGLQDPDQQHUFRQVLVWHQWZLWKWKHLQVWUXFWLRQVFRQWDLQHGLQWKLVPDQXDO5HIHUWRDQDGGLWLRQDO WUDLQLQJSURFHGXUHVUHTXLUHPHQWVRUGRFXPHQWDWLRQEHRQGWKRVHLGHQWLILHGKHUHIRURSHUDWLRQDQG SROLFLHVUHTXLUHGZLWKLQWKHLQVWLWXWLRQ$OOSHUVRQQHORSHUDWLQJWKHLQFXEDWRUPXVWEHIDPLOLDUZLWKWKH ZDUQLQJVDQGRSHUDWLQJSURFHGXUHVFRQWDLQHGLQWKLVPDQXDO,QWHUQDWLRQDO%LRPHGLFDOLVQRWWREH KHOGUHVSRQVLEOHLIWKHLQFXEDWRULVXVHGLQDPDQQHULQFRQVLWHQWZLWKWKHLQVWUXFWLRQVKHUHLQ
,03257$176$)(7<&216,'(5$7,216
7KHLQFXEDWRUKDVEHHQWHVWHGDQGIRXQGWRFRPSOZLWKOLPLWVIRUHOHFWURPDJQHWLFLQWHUIHUHQFHDQG VXVFHSWLELOLWDVGHILQHGE(1+RZHYHUWKLVHTXLSPHQWFDQUDGLDWHUDGLRIUHTXHQF 5) HQHUJDQGPDFDXVHKDUPIXOLQWHUIHUHQFHWRRWKHUGHYLFHV7KHLQFXEDWRUPDDOVREHDIIHFWHGE LQWHUIHUHQFHIURPRWKHUGHYLFHV,I5)LQWHUIHUHQFHLVVXVSHFWHGUHORFDWHRUVKLHOGWKHLQFXEDWRUWR UHGXFHRUHOLPLQDWHWKHHIIHFWV
3DUW1R5HY&
6(&7,21 *(1(5$/,1)250$7,21
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
0DLQWHQDQFHRURSHUDWLQJSURFHGXUHWHFKQLTXHHWFZKLFKPDUHVXOW LQSHUVRQDOLQMXURUORVVRIOLIHLIQRWFDUHIXOOIROORZHG
&$87,21
0DLQWHQDQFHRURSHUDWLQJSURFHGXUHWHFKQLTXHHWFZKLFKPDUHVXOWLQ SDWLHQWKDUPRUGDPDJHWRHTXLSPHQWLIQRWFDUHIXOOIROORZHG
"
!
7KHSULQFLSDO:$51,1*DQG&$87,21QRWLFHVWREHREVHUYHGLQXVHRIWKLVLQFXEDWRUDUHEURXJKW WRJHWKHUKHUHIRUHPSKDVLV :$51,1*6 x
2%6(59(%(6735$&7,&( 7KHLQVWUXFWLRQVLQWKLVPDQXDOLQQRZDVXSHUVHGHHVWDEOLVKHG PHGLFDOSURFHGXUHVRUVWDIISUHIHUHQFHFRQFHUQLQJSDWLHQWFDUH
x
(1685(81,7,63523(5/<*5281'(' 7RHQVXUHJURXQGLQJUHOLDELOLWRQOFRQQHFWWKH SRZHUFRUGWRDSURSHUOJURXQGHGZLUHKRVSLWDOJUDGHRXWOHWRIWKHSURSHUYROWDJHDQG IUHTXHQF'212786((;7(16,21&25'6,IWKHLQWHJULWRIWKHFRQQHFWLRQLVLQGRXEW WKHLQFXEDWRUVKRXOGEHRSHUDWHGIURPLWVLQWHUQDOEDWWHU
x
(;3/26,21+$=$5' 'RQRWXVHWKHH[DPLQDWLRQOLJKWWKHSXOVHR[LPHWHURUR[JHQ PRQLWRULQWKHSUHVHQFHRIIODPPDEOHDQHVWKHWLFVRURWKHUIODPPDEOHJDVHV
x
86(2)2;<*(1,1&5($6(6),5('$1*(5 6SDUNSURGXFLQJDX[LOLDUHTXLSPHQWVKRXOG QRWEHSODFHGLQRUQHDUWKHWUDQVSRUWLQFXEDWRU
3DUW1R5HY&
6(&7,21 *(1(5$/,1)250$7,21 x
$YRLGGLUHFWVXQOLJKWRUUDGLDQWKHDWZKLFKFDQFDXVHDGDQJHURXVLQFUHDVHLQFKDPEHUDLU WHPSHUDWXUH
x
$YRLGHHH[SRVXUH'LUHFWOLJKWH[SRVXUHPDFDXVHHHGDPDJH,QIDQWVPXVWZHDUHH SURWHFWLRQ
x
7KHXVHRIR[JHQPDLQFUHDVHWKHQRLVHOHYHOZLWKLQWKHLQIDQWFKDPEHU
x
$LUDQGR[JHQWDQNVDUHSUHVVXUL]HGDQGPXVWEHSURSHUOVHFXUHG
x
7KHWUDQVSRUWLQFXEDWRULV7SH%HTXLSPHQWDQGWKHEDEPDQRWEHHOHFWULFDOOLVRODWHGIURP HDUWK&DUHPXVWEHWDNHQWKDWDGGLWLRQDOHTXLSPHQWFRQQHFWHGWRWKHEDELVHOHFWULFDOOVDIH 7RHQVXUHSDWLHQWHOHFWULFDOLVRODWLRQFRQQHFWRQOWRRWKHUHTXLSPHQWZLWKHOHFWURQLFDOO LVRODWHGFLUFXLWV
x
'RQRWFKDQJHWKHODPSDQGWRXFKWKHSDWLHQWVLPXOWDQHRXVO
x
:KHQWKHLQIDQWWUDLVUHPRYHGGRQRWWRXFKH[SRVHGFLUFXLWUDQGSDWLHQWVLPXOWDQHRXVO
x
7KLVLQFXEDWRUZDVFDOLEUDWHGZLWKWKHLQIDQWFKDPEHURULJLQDOOVXSSOLHG,IWKLVFKDPEHULV H[FKDQJHGIRUDQLQIDQWFKDPEHURIDGLIIHUHQWFRQILJXUDWLRQRUVL]HWKHWHPSHUDWXUHFDOLEUDWLRQ ZLOOEHDIIHFWHG&RQVXOW,QWHUQDWLRQDO%LRPHGLFDOEHIRUHUHWXUQLQJWKHLQFXEDWRUWRVHUYLFH
x
7KHLQFXEDWRUVKRXOGEHWXUQHGRIIDQG$&RU'&SRZHUGLVFRQQHFWHGZKHQFOHDQLQJ
x
'RQRWXVHWKHSXOVHR[LPHWHURUR[LPHWUVHQVRUVGXULQJPDJQHWLFUHVRQDQFHLPDJLQJ 05, VFDQQLQJ,QGXFHGFXUUHQWFRXOGSRWHQWLDOOFDXVHEXUQV7KHSXOVHR[LPHWHUPDDIIHFWWKH 05,LPDJHDQGWKH05,XQLWPDDIIHFWWKHDFFXUDFRIWKHR[LPHWUUHVXOWV
x
,IXVLQJSXOVHR[LPHWUGXULQJIXOOERGLUUDGLDWLRQNHHSWKHVHQVRURXWRIWKHLUUDGLDWLRQILHOG,I WKHVHQVRULVH[SRVHGWRLUUDGLDWLRQWKHUHDGLQJPLJKWEHLQDFFXUDWHRUWKHXQLWPLJKWUHDG]HUR IRUWKHGXUDWLRQRIWKHDFWLYHLUUDGLDWLRQSHULRG
x
7KHSXOVHR[LPHWHUVKRXOG127EHXVHGDVDQDSQHDPRQLWRU
x
,IDQDODUPFRQGLWLRQ RWKHUWKDQH[FHSWLRQVOLVWHGKHUHLQ RFFXUVZKLOHWKH087(EXWWRQLV DFWLYDWHGRQOYLVXDODODUPLQGLFDWRUVZLOOEHDFWLYDWHG
x
3XOVHUDWHPHDVXUHPHQWLVEDVHGRQWKHRSWLFDOGHWHFWLRQRIDSHULSKHUDOIORZSXOVHDQG WKHUHIRUHPDQRWGHWHFWDUUKWKPLDV7KHSXOVHR[LPHWHUVKRXOGQRWEHXVHGDVDUHSODFHPHQW RUVXEVWLWXWHIRU(&*EDVHGDUUKWKPLDDQDOVLV
3DUW1R5HY&
6(&7,21 *(1(5$/,1)250$7,21 x
&RQQHFWLQJHTXLSPHQWWRWKHRXWOHWVRQWKLVGHYLFHFUHDWHVDPHGLFDOHOHFWULFDOVVWHPDQGWKH XVHULVUHVSRQVLEOHIRUFRQWLQXHGFRPSOLDQFHZLWKWKHUHTXLUHPHQWVRI,(&
x
'RQRWPRGLIWKLVHTXLSPHQWZLWKRXWSURSHUDXWKRUL]DWLRQIURP,QWHUQDWLRQDO%LRPHGLFDO
x
$Q,QIDQW7UDQVSRUW,QFXEDWRUVKRXOGEHXVHGEDSSURSULDWHOWUDLQHGSHUVRQQHODQGXQGHUWKH GLUHFWLRQRITXDOLILHGPHGLFDOVWDIIIDPLOLDUZLWKFXUUHQWONQRZQULVNVDQGEHQHILWVRI,QIDQW 7UDQVSRUW,QFXEDWRUXVH
x
:KHQWKLVLQFXEDWRULVRSHUDWHGRQEDWWHULQORZDPELHQWWHPSHUDWXUHVWKHWKHUPDOFRYHUPXVW EHXVHG
x
6NLQWHPSHUDWXUHSUREHLVQRWDUHFWDOSUREH7KHVNLQWHPSHUDWXUHVHQVRULVQRWWREHXVHGDV DUHFWDOSUREH
x
'RQRWXVHOLTXLGVLQRUDURXQGWKHWUDQVSRUWLQFXEDWRU
&$87,216 x
86)HGHUDODQG&DQDGLDQODZUHVWULFWVWKLVGHYLFHWRVDOHERURQWKHRUGHURIDSKVLFLDQRU RWKHUOLFHQVHGPHGLFDOSUDFWLWLRQHU2XWVLGH&DQDGDDQGWKH86FKHFNZLWKORFDOODZVIRU DSSOLFDEOHUHVWULFWLRQV
x
8VHRIVKDUSREMHFWVRQ)URQW'LVSOD3DQHOZLOOFDXVHSHUPDQHQWGDPDJHDQGZLOOYRLG ZDUUDQW
x
'RQRWWRXFKSUHVVRUUXEWKHGLVSODSDQHOVZLWKDEUDVLYHFOHDQLQJFRPSRXQGVLQVWUXPHQWV EUXVKHVURXJKVXUIDFHPDWHULDOVRUEULQJWKHPLQWRFRQWDFWZLWKDQWKLQJWKDWFRXOGVFUDWFKWKH SDQHO
x
8VHDQR[JHQDQDO]HUZKHQR[JHQLVGHOLYHUHGWRWKHLQIDQW
x
7KHLQFXEDWRUHOHFWURQLFVFRQWDLQVWDWLFVHQVLWLYHFRPSRQHQWVWKDWFDQEHGDPDJHGELPSURSHU KDQGOLQJ8VHDSSURYHGJURXQGLQJWHFKQLTXHVIRUZRUNDUHDVDQGVHUYLFHSHUVRQQHO
x
7KHLQIDQWWUDJURXQGLQJWDEVDUHVKDUS XVHFDUHZKHQFOHDQLQJDLUIORZVVWHP
x
'RQRWPRYHWKHLQFXEDWRUESXVKLQJRQWKHLQIDQWFKDPEHU7KHLQIDQWFKDPEHULVQRW GHVLJQHGWRVXVWDLQWKHIRUFHVWRSXVKWKHLQFXEDWRU6WUHVVIUDFWXUHVLQWKHLQIDQWFKDPEHUFDQ RFFXU
x
'2127OHDYHWKHYROWFRUGDWWDFKHGWRWKH'&FRQQHFWRURIWKHLQFXEDWRU
3DUW1R5HY&
6(&7,21 *(1(5$/,1)250$7,21 x
'RQRWRYHUWLJKWHQWKHLQIDQWFKDPEHUVFUHZV'RQRWVWULSWKHDOXPLQXPLQWRZKLFKWKHVH VFUHZVDUHWKUHDGHG
x
'RQRWGULSFOHDQLQJVROXWLRQWKURXJKWKHKROHVZKHUHWKHVZHOOODWFKHVILWLQWRWKHDLUIORZ DVVHPEO
x
7KHLQFXEDWRU0867EHSOXJJHGLQWR$&SRZHUDQGWKHEDWWHUUHFKDUJHGDIWHUDQEDWWHU XVDJH7KHEDWWHUZLOOVXVWDLQGDPDJHLIGUDLQHGRISRZHUDQGQRWSODFHGRQUHFKDUJHVRRQ
x
&/($1,1*$1'&$5( 'RQRWDXWRFODYHSUHVVXUHVWHULOL]HRUJDVVWHULOL]HWKHLQFXEDWRU FDEOHVRUVHQVRUV8VHFOHDQLQJVROXWLRQVVSDULQJODVH[FHVVLYHVROXWLRQFDQIORZLQWRWKH LQFXEDWRUDQGFDXVHGDPDJHWRLQWHUQDOFRPSRQHQWV'RQRWVRDNRULPPHUVHWKHLQFXEDWRURU VHQVRUVLQDQOLTXLG'RQRWXVHSHWUROHXPEDVHGDOFRKRODFHWRQHRURWKHUKDUVKVROYHQWV 6HHFOHDQLQJLQVWUXFWLRQVRIUHXVDEOHVHQVRUVDQGFDEOHVLQGLUHFWLRQVIRUWKHLUXVH
x
&KHFNDODUPOLPLWVHDFKWLPHWKHVVWHPLVXVHGWRHQVXUHWKDWWKHDUHDSSURSULDWHIRUWKH SDWLHQWEHLQJPRQLWRUHG
x
,IDVHQVRURUFDEOHLVGDPDJHGLQDQZDGLVFRQWLQXHXVHLPPHGLDWHO
x
7KH0D[WHF0$;(R[JHQVHQVRULVDVHDOHGGHYLFHFRQWDLQLQJDPLOGDFLGHOHFWUROWH OHDG 3E DQGOHDGDFHWDWH/HDGDQGOHDGDFHWDWHDUHKD]DUGRXVZDVWHFRQVWLWXHQWVDQG VKRXOGEHGLVSRVHGRISURSHUORUUHWXUQHGWR0D[WHFRU,QWHUQDWLRQDO%LRPHGLFDOIRUSURSHU GLVSRVDORUUHFRYHU
x
3XOVHR[LPHWHUSUREHVDQGFDEOHVDUHGHVLJQHGIRUXVHZLWKVSHFLILFPRQLWRUV2QOXVH 0DVLPRVHQVRUVDQGSDWLHQWFDEOHVIRU0DVLPRSXOVHR[LPHWUPRGHO2QOXVH1HOOFRU VHQVRUVDQGSDWLHQWFDEOHVIRU1HOOFRUSXOVHR[LPHWUPRGHO9HULIWKHFRPSDWLELOLWRIWKH PRQLWRUVHQVRUDQGFDEOHEHIRUHXVHRWKHUZLVHSDWLHQWLQMXUFDQUHVXOW
x
2QOXVH,QWHUQDWLRQDO%LRPHGLFDOFDEOHDQG0D[WHFVHQVRUIRUR[JHQPRQLWRULQJ
x
&DOLEUDWHWKHR[JHQVHQVRUGDLOZKHQLQXVHRULIHQYLURQPHQWDOFRQGLWLRQVFKDQJH VLJQLILFDQWO LH7HPSHUDWXUH+XPLGLWRU%DURPHWULF3UHVVXUH
x
'URSSLQJRUVHYHUHOMDUULQJWKHR[JHQVHQVRUDIWHUFDOLEUDWLRQPDVKLIWWKHFDOLEUDWLRQSRLQW HQRXJKWRUHTXLUHUHFDOLEUDWLRQ
x
2[JHQVHQVRUDQGSXOVHR[LPHWUFDEOHVPXVWEHFRQWDLQHGZLWKLQFDUWRURWKHUZLVHVHFXUHG ZKHQQRWLQXVH
3DUW1R5HY&
6(&7,21 1 *( (1(5$ $/,1)2 250$7 7,21 6< <0%2/ /6
7K KHIROORZLQJ JVPEROVD DSSHDULQWK KHLQFXEDWRUUGRFXPHQWWDWLRQDQGODEHOV7KH HVHLQWHUQDWWLRQDOO UHFFRJQL]HGV PEROVDUHGHILQHGE WKH,QWHUQD DWLRQDO(OHFFWURWHFKQLFD DO&RPPLVVVLRQ,(&$DQG,( (&
2Q SRZHU FRQQHFWLRQWRWKH PDLQV
2II 6WDQGE
$WWH HQWLRQFRQVXOWDFFRPSDQLQJGRFXPHQWV
%OXH%DFNJURXQG
$OWH HUQDWLQJ&XUUH HQW
'LUH HFW&XUUHQW 3URWWHFWLYHHDUWK JURXQG 7S SH%HTXLSPHQW (1 7S SH%)HTXLSPHQW (1 5HF FFOHRUGLVSR RVHRISURSHUOFRQWDLQVVH HDOHGOHDGED DWWHULHV
6<0%2/
0$18$/ / 5()(5(1& 5 &(
$/$50 0
'HVLJQDWHVORFDWLLRQRIDODUPVRQIURQWSDQH HO
+,*+7( + 03
+LJK KWHPSHUDWXUH HDODUPLQGLFD DWRU
6<6)$ $,/
6VWWHPIDLOXUHDOD DUPLQGLFDWRUU
$,5)/2 2
$LUIIORZEORFNDJH HDODUPLQGLFD DWRU
6(16)$ 6 $,/
3ULP PDUWHPSHUDWWXUHVHQVRUP PDOIXQFWLRQDODUPLQGLFDWRUU
3:5)$ 3 $,/
,QFX XEDWRUQRWFRQ QQHFWHGWR$& &QRU'&DQG GEDWWHUSRZ ZHULV EHOR RZYROWV
087( (
(;3/$ $1$7,21
0XWH HEXWWRQVLOHQ QFHVDXGLEOHD DODUPVIRUDSS SUR[LPDWHOPLQXWH
%$%<7(03 %DESUREHWHPSSHUDWXUHPRGHH
%$7&+ +* $&23 3 '&23 3
%DWWHUFKDUJLQJ LQGLFDWRU
%$723 3
,QFX XEDWRURSHUDWL QJRQLQWHUQD DOEDWWHUGXHWRQRH[WHUQD DOSRZHU FRQQ QHFWHG
/2:%$ $7
/RZ ZEDWWHULQGLFFDWRU
,QFX XEDWRUFRQQHFFWHGWR$&SR RZHU ,QFX XEDWRUFRQQHFFWHGWR'&SR RZHU
3DUUW1R 5HY&
6(&7,21 23(5$7,1*,16758&7,216 7KLVVHFWLRQFRQWDLQVRSHUDWLQJSURFHGXUHVIRUWKHLQFXEDWRU7KHLQFXEDWRUVKRXOGEHRSHUDWHGZLWK H[WHUQDOSRZHUZKHQHYHUSRVVLEOH7KHLQFXEDWRU¶VEDWWHUVKRXOGEHIXOOFKDUJHGSULRUWRXVHE FRQQHFWLQJWKHXQLWWRDQ$&SRZHUVXSSOIRUDWOHDVWKRXUV:KHQQRWLQXVHWKHLQFXEDWRUVKRXOG EHSOXJJHGLQWRDQ$&SRZHUVRXUFHLQRUGHUWRUHFKDUJHWKHEDWWHU,WLVQRWUHFRPPHQGHGIRUWKH LQFXEDWRUWREHRQDQGKHDWLQJZKHQQRWLQXVHDVWKLVZLOOVKRUWHQWKHOLIHRIVVWHPFRPSRQHQWV :$51,1*
$YRLGGLUHFWVXQOLJKWRUUDGLDQWKHDWZKLFKFDQFDXVHDGDQJHURXVLQFUHDVHLQ FKDPEHUDLUWHPSHUDWXUH
)52173$1(/',63/$<)($785(6
7KHLQFXEDWRUFRQWUROVDUHORFDWHGRQDIURQWGLVSODSDQHO)LJXUHVKRZVDGUDZLQJRIWKH PHPEUDQHSDQHODQGKLJKOLJKWVLPSRUWDQWIHDWXUHV$GHVFULSWLRQRIHDFKRIWKHIHDWXUHVIROORZV &$87,21
8VHRIVKDUSREMHFWVRQ)URQW'LVSOD3DQHOZLOOFDXVHSHUPDQHQWGDPDJHDQGZLOO YRLGZDUUDQW
&$87,21
'RQRWWRXFKSUHVVRUUXEWKHGLVSODSDQHOVZLWKDEUDVLYHFOHDQLQJFRPSRXQGV LQVWUXPHQWVEUXVKHVURXJKVXUIDFHPDWHULDOVRUEULQJWKHPLQWRFRQWDFWZLWK DQWKLQJWKDWFRXOGVFUDWFKWKHSDQHO
3DUW1R5HY&
6(&7,21 1 23 3(5$7 7,1*,16758& &7,216 6 )LJXUH ) )URQW'L VSOD3DQH HO
6VWH HP)DLO$ODUP,QGLFDWRU 6HQVVRU)DLO$ODUP,,QGLFDWRU $LU7 7HPSHUDWXUH6H HWSRLQW!q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
@
?
C
D
E
L
E
F
F
C
R
II
P
C
O
S
T
M
U
W
Y
R
#
$
%%
&
'
3DUUW1R 5HY&
(
)
**
+
,
-
.
/
0
11
2
3
*
4
*
2
)
5
3
*
,
*
6
7
8
5
,
9
:
:
*
)
;
)
<
*
=
5
5
8
,
*
>
6
:
*
3
,,
9
;
Z
R
;
G
A
N
K
P
P
A
N
K
A
U
V
V
W
X
W
X
T
U
D
@
[
T
G
C
G
N
Q
D
F
H
J
D
C
?
G
D
M
F
BB
I
K
?
A
U
4
V
)
<
R
*
X
9 9
Z
7
5
]
2
)
;
3
^
6(&7,21 23(5$7,1*,16758&7,216 6VWHP)DLO$ODUP,QGLFDWRU 6<6)$,/
<HOORZ/('LQGLFDWRUWKDWLOOXPLQDWHVZKHQWKHGLVSODHGWHPSHUDWXUHH[FHHGV q& 6HQVRU)DLO$ODUP,QGLFDWRU 6(16)$,/ <HOORZ/('LQGLFDWRUWKDWLOOXPLQDWHVZKHQWKHWHPSHUDWXUHEHLQJVHQVHGEWKHSULPDUWHPSHUDWXUH VHQVRULVRXWVLGHWKHQRUPDOWHPSHUDWXUHUDQJHRIWKHLQFXEDWRU q& $LU7HPSHUDWXUH6HWSRLQW!q&,QGLFDWRU <HOORZ/('WKDWLOOXPLQDWHVZKHQWKHFKDPEHUDLUWHPSHUDWXUHVHWSRLQWLVVHWDERYHq& $LU)ORZ$ODUP,QGLFDWRU $,5)/2 <HOORZ/('LQGLFDWRUWKDWLOOXPLQDWHVZKHQWKHDLUIORZLVEORFNHG +LJK7HPSHUDWXUH$ODUP,QGLFDWRU +,*+7(03 <HOORZ/('LQGLFDWRUWKDWLOOXPLQDWHVZKHQWKHGLVSODHGWHPSHUDWXUHH[FHHGVq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
_
`
_
a
b
c
EXWWRQLVSUHVVHGDQGKHOG
6(&7,21 23(5$7,1*,16758&7,216 %DWWHU/LIH'LVSOD,QGLFDWRU
,QGLFDWRULVLOOXPLQDWHGZKHQWKH%DWWHU/LIH'LVSODEXWWRQLVSUHVVHGDQGKHOG %DE7HPSHUDWXUH%XWWRQ %$%<7(03 :KHQEXWWRQLVSUHVVHGWKH0DLQ'LVSOD6FUHHQZLOOGLVSODWKHWHPSHUDWXUHPHDVXUHGEWKHEDE WHPSHUDWXUHSUREH 6HW$LU7HPSHUDWXUH'RZQ%XWWRQ %XWWRQZLOOGHFUHDVHWKHVHWSRLQWWHPSHUDWXUHLQq&LQFUHPHQWV 6HW$LU7HPSHUDWXUH%XWWRQ :KHQEXWWRQLVSUHVVHGWKHLQIDQWFKDPEHUDLUWHPSHUDWXUHFDQEHDGMXVWHG 6HW$LU7HPSHUDWXUH8S%XWWRQ %XWWRQZLOOLQFUHDVHWKHVHWSRLQWWHPSHUDWXUHLQq&LQFUHPHQWV 0XWH%XWWRQ 087( %XWWRQLVXVHGWRVLOHQFHDXGLEOHDODUPVIRUDSSUR[LPDWHORQHPLQXWH7KHZDUQLQJ/('WRWKHOHIWRI WKH0XWH%XWWRQZLOOEHLOOXPLQDWHGIRUWKHGXUDWLRQRIWKHPXWHFFOH
d
e
f
2[JHQ6DWXUDWLRQ'LVSOD6FUHHQ 2SWLRQDO)HDWXUH 6FUHHQGLVSODVIXQFWLRQDOR[JHQVDWXUDWLRQ XQLWV SHUFHQW 3XOVH5DWH'LVSOD6FUHHQ 2SWLRQDO)HDWXUH 6FUHHQGLVSODVSXOVHUDWH XQLWV EHDWVSHUPLQXWH 2[JHQ'LVSOD6FUHHQ 2SWLRQDO)HDWXUH 6FUHHQGLVSODVWKHR[JHQFRQFHQWUDWLRQ XQLWV SHUFHQW 2[JHQ6HQVRU&DO,QGLFDWRU 2SWLRQDO)HDWXUH ,QGLFDWRULVLOOXPLQDWHGZKHQWKHXVHULVFDOLEUDWLQJWKHR[JHQVHQVRU 3XOVH6WUHQJWK,QGLFDWRU 2SWLRQDO)HDWXUH %DUJUDSKZLOOLOOXPLQDWHDWWKHUDWHVKRZQRQWKH3XOVH5DWH'LVSOD6FUHHQZLWKDFDOFXODWHG LQWHQVLW 3DUW1R5HY&
6(&7,21 23(5$7,1*,16758&7,216 2[JHQ6HWSRLQW/RZ,QGLFDWRU 2SWLRQDO)HDWXUH
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
3DUW1R5HY&
6(&7,21 1 23 3(5$7 7,1*,16758& &7,216 6 % %$&.3$ $1(/) )($785 5(6
7K KHEDFNSDQ QHORIWKHLQ QFXEDWRULVZ ZKHUHSRZ ZHUFRUGVFR RQQHFWDQGZKHUHFLUFXLWEUHDNHUVVDUHORFDWH HG )LJ JXUHV VKRZVDGUD DZLQJRIWKH HEDFNSDQH HODQGKLJKOLJKWVLPSR RUWDQWIHDWXUUHV$GHVFFULSWLRQRI HD DFKRIWKHIH HDWXUHVIROOR RZV 9RDJHUZLWK3 XOVH2[%D DFN3DQHO )LJXUH
RUV $FFHVVRU3RZHU&RUUG&RQQHFWR QHFWRU $&3RZHU&RUG&RQQ QHFWRU '&3RZHU&RUG&RQQ )XVH 3RZHU&R RUG&RQQH HFWRUV $FFHVVRU
$$FFHVVR RU&LUFXLW% %UHDNHUV $&LUFXLW%UHDNHUV 3 3RWHQWLDO(T TXDOL]DWLRQ6 6WXG $ $FFHVVRU3 3RZHU&RUG G&RQQHFWRUUV
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
3DUUW1R 5HY&
6(&7,21 1 23 3(5$7 7,1*,16758& &7,216 6 )XVH
7K KHIXVHLVDVHFRQGDU WUDQVIRUPH HUIXVH5H HSODFHDEOH $IXVH $$FFHV VVRU&LUFX XLW%UHDNHUUV 7K KHVH$PS SFLUFXLWEUHDNHUVDUHF FRQQHFWHGWWRWKHDFFHVVVRUSRZH HUFRUGFRQQHFWRUFLUFX XLWV $&LUFX XLW%UHDNHUUV 7K KHVH$P PSFLUFXLWEUUHDNHUVDUHFRQQHFWHG GWRWKHEDWWWHUDQGWKH HH[WHUQDO' '&LQSXW 3RWHQWLDO( (TXDOL]DWLR RQ6WXG 7K KLVVWXGLVX XVHGIRUSRWWHQWLDOHTXD DOL]DWLRQ $FFHVVRU 3RZHU&R RUG&RQQH HFWRUV $X X[LOOLDUSRZ ZHUFRUGFRQQHFWRUVDOOORZIRUDGG GLWLRQDOHTX LSPHQWWRE EHFRQQHFWH HGWRWKH$& &LQSXWSRZ ZHU IUR RPWKHLQFXEDWRU$FFHVVRULHVSOXJJHGLQWRWKHVHRXWOH HWVZLOORQOEHSRZHUH HGE$&Z ZKHQWKH LQFFXEDWRULVS SOXJJHGLQWR R$&,IWKH HLQFXEDWRULVGLVFRQQH HFWHGIURP$&DFFHVVVRULHVZLOOUUHYHUWWRWKH HLU RZ ZQLQWHUQDOE EDWWHUSRZ ZHULIDYDLOD DEOH
6,'(3$ $1(/)( ($785(6
7K KHVLGHSDQHORIWKHLQF FXEDWRULVZ ZKHUHWKHS SXOVHR[LPH HWHUVHQVRUR[JHQPRQLWRUVHQVVRUDQG WHP PSHUDWXUHS SUREHFRQQ QHFW)LJXUH HVKRZ ZVDGUDZLQ QJRIWKHVH HQVRUSDQHOODQGKLJKOLJ JKWVLPSRUWWDQW IHD DWXUHV$G GHVFULSWLRQR RIHDFKRIWWKHIHDWXUHV VIROORZV )LJXUH ) ,QFXEDWR RU6LGH3DQ QHO
2[JHQ 6 6HQVRU&RQQHFWRU
%DE7H HPSHUDWXUH H &DEOH&RQQHFWRU
3DUUW1R 5HY&
3X XOVH2[LPH HWHU 6HQ QVRU&RQQH HFWRU
6(&7,21 23(5$7,1*,16758&7,216 3XOVH2[LPHWHU6HQVRU&RQQHFWRU 2SWLRQDO)HDWXUH
7KH6S2DQGSXOVHUDWHVHQVRUXVHGZLWKWKH0DVLPRRU1HOOFRUSXOVHR[LPHWHUFRQQHFWVWRWKLV FRQQHFWLRQSRLQW5HIHUWR6(&7,21IRUGHWDLOVRQWKHSXOVHR[LPHWHUVVWHP %DE7HPSHUDWXUH&DEOH&RQQHFWRU 7KH%DE7HPSHUDWXUH&DEOHFRQQHFWVWRWKLVFRQQHFWLRQSRLQW 2[JHQ6HQVRU&RQQHFWRU 2SWLRQDO)HDWXUH 7KHR[JHQVHQVRUXVHGZLWKWKH2[JHQ0RQLWRUFRQQHFWVWRWKLVFRQQHFWLRQSRLQW5HIHUWR 6(&7,21IRUGHWDLOVRQWKHR[JHQPRQLWRUVVWHP
32:(5)($785(6
7KHLQFXEDWRUFDQEHRSHUDWHGLQRQHRIWKUHHSRZHUPRGHV H[WHUQDO$&SRZHUH[WHUQDO'&SRZHU RULQWHUQDOEDWWHUSRZHU c
`
h
i
j
k
b
h
l
j
g
$&SRZHUFDQEHVXSSOLHGXVLQJHLWKHU9RU9H[WHUQDO$&SRZHUGHSHQGLQJRQWKHLQFXEDWRU FRQILJXUDWLRQ:KHQRSHUDWLQJLQ$&SRZHUPRGHWKH `
g
c
LQGLFDWRU )LJXUH,WHP ZLOOEH
LOOXPLQDWHG$&SRZHUKDVSULRULWRYHUDOORWKHUSRZHUVRXUFHVH[WHUQDORULQWHUQDO$&SRZHUVKRXOG EHXVHGIRUZDUPLQJWKHLQFXEDWRULQSUHSDUDWLRQIRUWUDQVSRUWDQGPXVWEHXVHGWRUHFKDUJHWKH EDWWHU :$51,1*
(1685(81,7,63523(5/<*5281'(' 7RHQVXUHJURXQGLQJUHOLDELOLW RQOFRQQHFWWKHSRZHUFRUGWRSURSHUOJURXQGHGZLUHKRVSLWDOJUDGH RXWOHWRIWKHSURSHUYROWDJHDQGIUHTXHQF'212786((;7(16,21 &25'6,IWKHLQWHJULWRIWKHDYDLODEOHH[WHUQDOSRZHUVRXUFHVLVLQGRXEW WKHLQFXEDWRUVKRXOGEHRSHUDWHGIURPLWVLQWHUQDOEDWWHU
m
c
h
i
j
g
k
b
h
l
j
'&SRZHUFDQEHVXSSOLHGXVLQJD9SRZHUVRXUFH:KHQRSHUDWLQJLQ'&SRZHUPRGHWKH
m
c
g
LQGLFDWRU )LJXUH,WHP ZLOOEHLOOXPLQDWHG([WHUQDO'&SRZHULVVXSSOLHGWKURXJKD
FRQGXFWRUFLUFXODUFRQQHFWRUORFDWHGRQWKHEDFNRIWKHLQFXEDWRU )LJXUH,WHP '&SRZHUKDV SULRULWRYHULQWHUQDOEDWWHUSRZHU:KLOHRSHUDWLQJLQ'&SRZHUPRGHWKHEDWWHUZLOOQRWEH FKDUJHG
3DUW1R5HY&
6(&7,21 23(5$7,1*,16758&7,216 j
_
n
o
k
p
c
h
i
j
k
b
h
l
j
o
%DWWHUSRZHUZLOODXWRPDWLFDOOEHVHOHFWHGZKHQQHLWKHU$&SRZHUQRU'&SRZHUDUHDYDLODEOH :KHQRSHUDWLQJRQLQWHUQDOEDWWHUWKH
_
LQGLFDWRU )LJXUH,WHP ZLOOEHLOOXPLQDWHG
c
`
&RQQHFWLQJ$&RU'&SRZHUZLOOVXSHUVHGHEDWWHUSRZHURSHUDWLRQ7KHEDWWHUFKDUJHURSHUDWHV FRQWLQXDOOZKHQWKHLQFXEDWRULVFRQQHFWHGWRDQ$&SRZHUVRXUFH:KHQFKDUJLQJWKHJUHHQ g
q
_
`
LQGLFDWRU )LJXUH,WHP ZLOOEHLOOXPLQDWHG7KHUDWHDWZKLFKWKHEDWWHUFKDUJHV
r
GHFUHDVHVZKHQWKHLQFXEDWRULVSRZHUHGRQ$VLJQLILFDQWOORZ$&OLQHYROWDJHZLOODOVRGHFUHDVHWKH UDWHRIEDWWHUFKDUJH,WWDNHVDSSUR[LPDWHOKRXUVWRIXOOFKDUJHDFRPSOHWHOGLVFKDUJHGVWDQGDUG DPSHUHKRXUEDWWHUZKHQWKHLQFXEDWRULVVXSSOLHG$&SRZHUDQGLVSRZHUHGGRZQ,IWKH LQFXEDWRULVRQDQGZDUPLQJXSWKHEDWWHUFKDUJHWLPHLVWZRWRWKUHHWLPHVORQJHU7KHLQFXEDWRU ZLOOPDLQWDLQDQLQIDQWFKDPEHUWHPSHUDWXUHRIq&IRUWKUHHKRXUVRQDIXOOFKDUJHGEDWWHUZLWKDQ DPELHQWWHPSHUDWXUHRIq&
s
v
v
e
u
w
x
y
z
t
e
{
|
u
t
{
e
t
u
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rYROWV )RUJHQHUDORSHUDWLRQWKHXVHRIH[WHUQDO$&RU'&SRZHULV
w
}
~
d
|
{
e
u
e
x
f
e
}
f
7KHLQWHUQDO
EDWWHUVKRXOGEHXVHGRQOZKHQWKHLQFXEDWRUKDVQRRWKHUHQHUJVRXUFHDYDLODEOH c
h
i
j
k
j
o
k
h
o
n
k
j
,IH[WHUQDO$&RU'&SRZHULVORVWZKLOHWKHLQFXEDWRULVSRZHUHGRQWKHLQFXEDWRUZLOODXWRPDWLFDOO VZLWFKRYHUWREDWWHUSRZHUZLWKQRLQWHUXSWLRQLQLQFXEDWRUSHUIRUPDQFHRUGHJUDGDWLRQRISXOVH R[LPHWHUDQGRUR[JHQPRQLWRUDFFXUDF,QWKHHYHQWRIWRWDOSRZHUORVVDOOXVHUSURJUDPPHG VHWWLQJV HJWHPSHUDWXUHVHWSRLQWDODUPOLPLWV ZLOOGHIDXOWWRWKHPRVWUHFHQWOSURJUDPPHGYDOXHV
3DUW1R5HY&